Notification of Major Holdings
1. Details of issuer
Name: |
TUI AG |
Street: |
Karl-Wiechert-Allee 4 |
Postal code: |
30625 |
City: |
Hannover Germany |
Legal Entity Identifier (LEI): |
529900SL2WSPV293B552 |
2. Reason for notification
|
Acquisition/disposal of shares with voting rights |
X |
Acquisition/disposal of instruments |
|
Change of breakdown of voting rights |
X |
Other reason: non-applying of trading book exemption according to sec. 36 para. 1 WpHG |
3. Details of person subject to the notification obligation
Legal entity: Société Générale S.A. City of registered office, country: Paris, France |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
|
% of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
Total of both in % (7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
New |
0.29 % |
4.85 % |
5.14 % |
1099393634 |
Previous notification |
0 % |
0 % |
0 % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN |
Absolute |
In % |
|
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
DE000TUAG000 |
3096831 |
100000 |
0.28 % |
0.01 % |
Total |
3196831 |
0.29 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
Right to recall lent securities |
N/A |
N/A |
4717829 |
0.43 % |
Convertible Bonds |
16.04.2028 |
16.04.2028 |
13070799 |
1.19 % |
Certificates |
20.08.2021-16.09.2022 |
20.08.2021-16.09.2022 |
5740792 |
0.52 % |
|
|
Total |
23529420 |
2.14 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
OTC Call Options on Basket |
03.01.2033 |
Until 03.01.2033 |
Cash |
1194807 |
0.11 % |
Certificates |
03.01.2033 |
Until 03.01.2033 |
Cash |
73981 |
0.01 % |
Certificates |
17.06.2022 |
17.06.2022 |
Cash |
236000 |
0.02 % |
Contracts For Difference |
N/A |
N/A |
Cash |
2574504 |
0.23 % |
OTC Call Options |
17.09.2021-03.01.2033 |
Until 17.09.2021-03.01.2033 |
Cash |
8467550 |
0.77 % |
OTC Call Options |
17.09.2021-18.03.2022 |
17.09.2021-18.03.2022 |
Cash |
422942 |
0.04 % |
OTC Put Options |
17.09.2021-03.01.2033 |
Until 17.09.2021-03.01.2033 |
Cash |
2362293 |
0.21 % |
OTC Put Options |
17.12.2021 |
17.12.2021 |
Cash |
11910 |
0 % |
OTC Put Options |
16.12.2022 |
Until 16.12.2022 |
Physical |
366205 |
0.03 % |
Listed Put Options |
17.12.2021-16.12.2022 |
Until 17.12.2021-16.12.2022 |
Physical |
3438000 |
0.31 % |
Listed Call Warrants |
17.09.2021-03.01.2033 |
Until 17.09.2021-03.01.2033 |
Cash |
7866821 |
0.72 % |
Listed Call Warrants |
17.09.2021-18.03.2022 |
17.09.2021-18.03.2022 |
Cash |
381666 |
0.03 % |
Listed Put Warrants |
17.09.2021-03.01.2033 |
Until 17.09.2021-03.01.2033 |
Cash |
2362294 |
0.21 % |
Listed Put Warrants |
17.12.2021 |
17.12.2021 |
Cash |
11910 |
0 % |
|
|
|
Total |
29770883 |
2.71 % |
8. Information in relation to the person subject to the notification obligation
|
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
Société Générale S.A. |
% |
% |
% |
Société Générale Effekten GmbH |
% |
% |
% |
– |
% |
% |
% |
Société Générale S.A. |
% |
% |
% |
SG AMERICAS Securities Holdings, LLC |
% |
% |
% |
SG AMERICAS Securities, LLC |
% |
% |
% |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights |
Proportion of instruments |
Total of both |
% |
% |
% |
10. Other explanatory remarks:
Date