Notification of Major Holdings
1. Details of issuer
Name: |
TUI AG |
Street: |
Karl-Wiechert-Allee 4 |
Postal code: |
30625 |
City: |
Hannover Germany |
Legal Entity Identifier (LEI): |
529900SL2WSPV293B552 |
2. Reason for notification
|
Acquisition/disposal of shares with voting rights |
X |
Acquisition/disposal of instruments |
|
Change of breakdown of voting rights |
|
Other reason:
|
3. Details of person subject to the notification obligation
Natural person (first name, surname): Kirill A. Mordashov Date of birth: 21 Sep 1999 |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
|
% of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
Total of both in % (7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
New |
24.89 % |
11.11 % |
36.00 % |
1099393634 |
Previous notification |
24.89 % |
n/a % |
24.89 % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN |
Absolute |
In % |
|
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
DE000TUAG000 |
0 |
273656380 |
0.00 % |
24.89 % |
Total |
273656380 |
24.89 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
Forward Purchase subscription rights DE000TUAG109 |
|
Until 26 January 2021 |
57261103 |
5.21 % |
|
|
Total |
57261103 |
5.21 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
Backstop Commitment re acquisition voting shares |
|
|
Physical |
122125328 |
11.11 % |
|
|
|
Total |
122125328 |
11.11 % |
8. Information in relation to the person subject to the notification obligation
|
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
Kirill A. Mordashov |
% |
% |
% |
KN-Holding Limited Liability Company |
% |
% |
% |
Unifirm Limited |
24.89 % |
11.11 % |
36.00 % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights |
Proportion of instruments |
Total of both |
% |
% |
% |
10. Other explanatory remarks:
Forward Purchase and Backstop Commitment do not apply cumulatively, as the acquisition of voting shares as a result of exercising subscription rights delivered under the Forward Purchase would reduce the number of voting shares to which the Backstop Commitment applies. |
Date