Notification of Major Holdings
1. Details of issuer
Name: |
TUI AG |
Street: |
Karl-Wiechert-Allee 4 |
Postal code: |
30625 |
City: |
Hannover Germany |
Legal Entity Identifier (LEI): |
529900SL2WSPV293B552 |
2. Reason for notification
|
Acquisition/disposal of shares with voting rights |
X |
Acquisition/disposal of instruments |
|
Change of breakdown of voting rights |
X |
Other reason: non-applying of trading book exemption according to sec. 36 para. 1 WpHG |
3. Details of person subject to the notification obligation
Legal entity: Société Générale S.A. City of registered office, country: Paris, France |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
|
% of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
Total of both in % (7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
New |
0.27 % |
4.74 % |
5.01 % |
1099393634 |
Previous notification |
0 % |
0 % |
0 % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN |
Absolute |
In % |
|
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
DE000TUAG000 |
2990763 |
0 |
0.27 % |
0.00 % |
Total |
2990763 |
0.27 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
Right to recall lent securities |
N/A |
N/A |
4355252 |
0.40 % |
Listed Call Options |
18.06.2021 |
Until 18.06.2021 |
107473 |
0.01 % |
Certificates |
21.05.2021-24.08.2022 |
21.05.2021-24.08.2022 |
7959600 |
0.72 % |
Convertible Bonds |
18.04.2028 |
18.04.2028 |
4102106 |
0.37 % |
|
|
Total |
16524431 |
1.50 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
OTC Call Options on Basket |
03.01.2033 |
Until 03.01.2033 |
Cash |
2297746 |
0.21 % |
Contracts For Difference |
N/A |
N/A |
Cash |
1443873 |
0.13 % |
Certificates |
03.01.2033 |
Until 03.01.2033 |
Cash |
105309 |
0.01 % |
OTC Call Options |
18.06.2021-03.01.2033 |
Until 18.06.2021-03.01.2033 |
Cash |
12767936 |
1.16 % |
OTC Put Options |
18.06.2021-03.01.2033 |
Until 18.06.2021-03.01.2033 |
Cash |
1637419 |
0.15 % |
OTC Put Options |
16.12.2022 |
Until 16.12.2022 |
Physical |
366205 |
0.03 % |
Listed Put Options |
18.06.2021-16.12.2022 |
18.06.2021-16.12.2022 |
Physical |
3904694 |
0.36 % |
Listed Put Warrants |
18.06.2021-03.01.2033 |
Until 18.06.2021-03.01.2033 |
Cash |
1637419 |
0.15 % |
Listed Call Warrants |
18.06.2021-03.01.2033 |
Until 18.06.2021-03.01.2033 |
Cash |
11452741 |
1.04 % |
|
|
|
Total |
35613342 |
3.24 % |
8. Information in relation to the person subject to the notification obligation
|
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
-Société Générale S.A. |
% |
% |
% |
-Société Générale Effekten GmbH |
% |
% |
% |
– |
% |
% |
% |
-Société Générale S.A. |
% |
% |
% |
-SG Americas Securities Holding LLC |
% |
% |
% |
-SG Americas Securities LLC |
% |
% |
% |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights |
Proportion of instruments |
Total of both |
% |
% |
% |
10. Other explanatory remarks:
Date