Notification of Major Holdings
1. Details of issuer
Name: |
RHÖN-KLINIKUM Aktiengesellschaft |
Street: |
Salzburger Leite 1 |
Postal code: |
97616 |
City: |
Bad Neustadt a.d.Saale Germany |
Legal Entity Identifier (LEI): |
529900MVGMIVUDQY9E20 |
2. Reason for notification
|
Acquisition/disposal of shares with voting rights |
X |
Acquisition/disposal of instruments |
|
Change of breakdown of voting rights |
|
Other reason:
|
3. Details of person subject to the notification obligation
Natural person (first name, surname): Dr. Bernard große Broermann Date of birth: 20 Nov 1943 |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Asklepios Kliniken GmbH & Co. KGaA
|
5. Date on which threshold was crossed or reached:
6. Total positions
|
% of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
Total of both in % (7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
New |
28.99 % |
48.69 % |
48.99 % |
66962470 |
Previous notification |
25.10 % |
n/a % |
25.10 % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN |
Absolute |
In % |
|
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
DE0007042301 |
360 |
19415354 |
0.0005 % |
28.99 % |
Total |
19415714 |
28.99 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
|
|
|
|
% |
|
|
Total |
|
% |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
right to transfer shares under share purchase agreement subject to a condition precedent |
|
|
|
8294407 |
12.39 % |
contribution obligation subject to a condition precedent under joint venture agreement |
|
|
|
32601606 |
48.69 % |
|
|
|
Total |
32601606 |
48.69 % |
8. Information in relation to the person subject to the notification obligation
|
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
Dr. Bernard große Broermann |
% |
% |
% |
Asklepios Kliniken Management GmbH |
% |
% |
% |
Asklepios Kliniken GmbH & Co. KGaA |
28.69 % |
% |
28.69 % |
AMR Holding GmbH i.G. |
% |
48.69 % |
48.69 % |
|
|
|
|
Dr. Bernard große Broermann |
% |
% |
% |
Broermann Holding GmbH |
% |
% |
% |
Asklepios Kliniken GmbH & Co. KGaA |
28.69 % |
% |
28.69 % |
AMR Holding GmbH i.G. |
% |
48.69 % |
48.69 % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights |
Proportion of instruments |
Total of both |
% |
% |
% |
10. Other explanatory remarks:
On 28 February 2020 Asklepios Kliniken GmbH & Co. KGaA (“Asklepios”) concluded a purchase agreement, subject to a condition precedent, with Eugen and Ingeborg Münch for the acquisition of a 12.39% stake in RHÖN-KLINIKUM AG (“RHÖN”).
Asklepios has agreed in a joint venture agreement dated 28 February 2020, subject to a condition precedent, to contribute, after closing of the purchase agreement, Asklepios’ stake in RHÖN (as of 28 February 2020, taking the share purchase agreement into account: 41.07%) to AMR Holding GmbH i.G. (“AMR”). As this stake includes the 28.69% already held by Asklepios, voting rights and instruments are not aggregated in this amount. In addition, HCM SE has agreed to contribute a 7.61% stake in RHÖN to AMR subject to a condition precedent.
|
Date