Notification of Major Holdings
1. Details of issuer
Name: |
RHÖN-KLINIKUM Aktiengesellschaft |
Street: |
Salzburger Leite 1 |
Postal code: |
97616 |
City: |
Bad Neustadt a.d.Saale Germany |
Legal Entity Identifier (LEI): |
529900MVGMIVUDQY9E20 |
2. Reason for notification
X |
Acquisition/disposal of shares with voting rights |
|
Acquisition/disposal of instruments |
|
Change of breakdown of voting rights |
|
Other reason:
|
3. Details of person subject to the notification obligation
Natural person (first name, surname): Eugen Münch Date of birth: 27 Feb 1945 |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
|
% of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
Total of both in % (7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
New |
45.80 % |
0 % |
45.80 % |
66962470 |
Previous notification |
14.56 % |
0 % |
14.56 % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN |
Absolute |
In % |
|
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
DE0007042301 |
2469971 |
28196089 |
3.69 % |
42.11 % |
Total |
30666060 |
45.80 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
|
|
|
|
% |
|
|
Total |
|
% |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
|
|
|
|
|
% |
|
|
|
Total |
|
% |
8. Information in relation to the person subject to the notification obligation
|
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
Eugen Münch |
3.69 % |
% |
% |
HCM SE |
42.11 % |
% |
42.11 % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights |
Proportion of instruments |
Total of both |
% |
% |
% |
10. Other explanatory remarks:
On 28.2.2020, Asklepios Kliniken GmbH & Co. KGaA (“AK”) concluded a purchase agreement (“PA”) with Eugen Münch (“EM”) and Ingeborg Münch (“IM”) regarding the acquisition of a 12.39% shareholding in RHÖN-KLINIKUM AG (“RHK”), subject to a condition precedent. Concerning one part of the transaction (5.81%), the condition has been met on 26.5.2020. According to a joint venture agreement dated 28.2.2020 (“JV Agreement”), AK has undertaken, subject to a condition precedent, to contribute AK’s direct shareholding, existing after the partial completion of the PA, in RHK (34.49%) into AMR Holding GmbH (“AMR”), which took place on 26.5.2020. According to the JV Agreement, HCM SE has undertaken, subject to a condition precedent, to contribute its 7.61% shareholding in RHK into AMR, which was completed on 26.5.2020. Following the partial completion of the PA and the contributions, AMR holds 42.11% of the voting shares in RHK. HCM SE and AK coordinate their behavior with regard to these shares. |
Date