OSRAM Licht AG

  • WKN: LED400
  • ISIN: DE000LED4000
  • Land: Deutschland

Nachricht vom 03.12.2019 | 16:53

OSRAM Licht AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

OSRAM Licht AG
03.12.2019 / 16:53
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

Notification of Major Holdings

1. Details of issuer
Name: OSRAM Licht AG
Street: Marcel-Breuer-Straße 6
Postal code: 80807
City: München
Germany
Legal Entity Identifier (LEI): 549300SXOGQHLID37W55

2. Reason for notification
X Acquisition/disposal of shares with voting rights
X Acquisition/disposal of instruments
  Change of breakdown of voting rights
  Other reason:

3. Details of person subject to the notification obligation
Legal entity: Citigroup Inc.
City of registered office, country: Wilmington, Delaware, United States of America (USA)

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
 

5. Date on which threshold was crossed or reached:
27 Nov 2019

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 0.86 % 3.87 % 4.73 % 96848074
Previous notification 1.30 % 3.78 % 5.08 % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000LED4000 0 833159 0.00 % 0.86 %
Total 833159 0.86 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Shares on Loan (right to recall) 2104665 2.17 %
    Total 2104665 2.17 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
Warrants 16.12.2019 7977 0.01 %
Long Call Option (Strike Price: 30) 20.12.2019 28200 0.03 %
Long Call Option (Strike Price: 34) 20.12.2019 20000 0.02 %
Long Call Option (Strike Price: 36) 20.12.2019 12000 0.01 %
Long Call Option (Strike Price: 38) 20.12.2019 400 0.00 %
Short Put Option (Strike Price: 52) 20.12.2019 20000 0.02 %
OTC Swap 03.08.2022 1550000 1.60 %
OTC Swap 24.02.2023 2184 0.00 %
      Total 1640761 1.69 %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Citigroup Inc. % % %
Citigroup Global Markets Holdings Inc. % % %
Citigroup Financial Products Inc. % % %
Citigroup Global Markets Holding Bahamas Limited % % %
Citigroup Global Markets Limited % % %
Citigroup Global Markets Europe AG % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:
 

Date
28 Nov 2019



03.12.2019 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
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