Deutsche Lufthansa AG

  • WKN: 823212
  • ISIN: DE0008232125
  • Land: Deutschland

Nachricht vom 24.11.2021 | 16:51

Deutsche Lufthansa AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Deutsche Lufthansa AG
24.11.2021 / 16:51
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

Notification of Major Holdings

1. Details of issuer
Name: Deutsche Lufthansa AG
Street: Venloer Str. 151-153
Postal code: 50672
City: Cologne
Germany
Legal Entity Identifier (LEI): 529900PH63HYJ86ASW55

2. Reason for notification
  Acquisition/disposal of shares with voting rights
X Acquisition/disposal of instruments
  Change of breakdown of voting rights
X Other reason:
non-applying of trading book exemption according to sec. 36 para. 1 WpHG

3. Details of person subject to the notification obligation
Legal entity: Société Générale S.A.
City of registered office, country: Paris, France

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
 

5. Date on which threshold was crossed or reached:
18 Nov 2021

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 1.35 % 3.69 % 5.04 % 1,195,485,644
Previous notification 0 % 0 % 0 % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE0008232125 16,148,491 0 1.35 % 0.00 %
Total 16,148,491 1.35 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Right to recall lent securities N/A N/A 5,742,660 0.48 %
Convertible Bonds 17.11.2025 17.11.2025 97,557 0.01 %
Listed Call Options 17.12.2021-21.06.2024 Until 17.12.2021-21.06.2024 1,641,234 0.14 %
Certificates 19.11.2021-17.02.2023 19.11.2021-17.02.2023 3,665,823 0.31 %
    Total 11,147,274 0.93 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
OTC Call Options on Basket 03.01.2033 Until 03.01.2033 Cash 1,905,684 0.16 %
Contracts For Difference N/A N/A Cash 18,322 0 %
Certificates 17.12.2021-18.03.2022 17.12.2021-18.03.2022 Cash 1,364,120 0.11 %
Certificates 31.12.2030-03.01.2033 Until 31.12.2030-03.01.2033 Cash 40,864 0 %
OTC Call Options 19.11.2021-03.01.2033 Until 19.11.2021-03.01.2033 Cash 7,360,168 0.62 %
OTC Call Options 17.12.2021-16.09.2022 17.12.2021-16.09.2022 Cash 1,738,471 0.15 %
OTC Put Options 19.11.2021-03.01.2033 Until 19.11.2021-03.01.2033 Cash 2,282,628 0.19 %
OTC Put Options 19.11.2021-16.09.2022 19.11.2021-16.09.2022 Cash 2,155,259 0.18 %
Listed Put Options 17.12.2021-15.12.2023 Until 17.12.2021-15.12.2023 Physical 3,643,890 0.30 %
Listed Call Warrants 19.11.2021-03.01.2033 Until 19.11.2021-03.01.2033 Cash 6,457,674 0.54 %
Listed Call Warrants 17.12.2021-16.09.2022 17.12.2021-16.09.2022 Cash 1,531,368 0.13 %
Listed Put Warrants 19.11.2021-03.01.2033 Until 19.11.2021-03.01.2033 Cash 2,284,828 0.19 %
Listed Put Warrants 19.11.2021-16.09.2022 19.11.2021-16.09.2022 Cash 2,204,802 0.18 %
      Total 32,988,078 2.76 %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Société Générale S.A. % % %
Société Générale Effekten GmbH % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:
 

Date
22 Nov 2021



24.11.2021 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de



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