Deutsche Lufthansa AG
05.01.2021 / 14:13
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
Name: |
Deutsche Lufthansa AG |
Street: |
Venloer Str. 151-153 |
Postal code: |
50672 |
City: |
Cologne Germany |
Legal Entity Identifier (LEI): |
529900PH63HYJ86ASW55 |
2. Reason for notification
X |
Acquisition/disposal of shares with voting rights |
|
Acquisition/disposal of instruments |
|
Change of breakdown of voting rights |
X |
Other reason: non-applying of trading book exemption according to sec. 36 para. 1 WpHG |
3. Details of person subject to the notification obligation
Legal entity: Société Générale S.A. City of registered office, country: Paris, France |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
|
% of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
Total of both in % (7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
New |
0.85 % |
4.18 % |
5.02 % |
597,742,822 |
Previous notification |
0 % |
0 % |
0 % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN |
Absolute |
In % |
|
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
DE0008232125 |
5,056,739 |
0 |
0.85 % |
0.00 % |
Total |
5,056,739 |
0.85 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
Right to recall lent securities |
N/A |
N/A |
3,419,286 |
0.57 % |
Listed Call Options |
18.06.2021-17.12.2021 |
Until 18.06.2021-17.12.2021 |
670,000 |
0.11 % |
Certificates |
08.01.2021-18.03.2022 |
08.01.2021-18.03.2022 |
1,515,364 |
0.25 % |
Convertible Bonds |
17.11.2025 |
17.11.2025 |
1,388,889 |
0.23 % |
|
|
Total |
6,993,539 |
1.17 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
OTC Call Options on Basket |
03.01.2025 |
03.01.2025 |
Cash |
2,450 |
0.00% % |
OTC Call Options on Basket |
03.01.2033 |
Until 03.01.2033 |
Cash |
260,433 |
0.04% % |
Contracts For Difference |
N/A |
N/A |
Cash |
279,211 |
0.05% % |
Certificates |
19.03.2021-31.12.2030 |
19.03.2021-31.12.2030 |
Cash |
508,518 |
0.09% % |
Certificates |
03.01.2033 |
Until 03.01.2033 |
Cash |
91,169 |
0.02% % |
OTC Call Options |
15.01.2021-03.01.2033 |
Until 15.01.2021-03.01.2033 |
Cash |
4,939,231 |
0.83% % |
OTC Call Options |
19.03.2021-17.12.2021 |
19.03.2021-17.12.2021 |
Cash |
561,658 |
0.09% % |
OTC Put Options |
15.01.2021-03.01.2033 |
Until 15.01.2021-03.01.2033 |
Cash |
1,532,132 |
0.26% % |
OTC Put Options |
19.03.2021-17.12.2021 |
19.03.2021-17.12.2021 |
Cash |
330,056 |
0.06% % |
Listed Put Options |
19.03.2021-15.12.2023 |
Until 19.03.2021-15.12.2023 |
Physical |
3,202,100 |
0.54% % |
Listed Call Warrants |
15.01.2021-03.01.2033 |
Until 15.01.2021-03.01.2033 |
Cash |
3,882,075 |
0.65% % |
Listed Call Warrants |
19.03.2021-03.01.2025 |
19.03.2021-03.01.2025 |
Cash |
522,192 |
0.09% % |
Listed Put Warrants |
15.01.2021-03.01.2033 |
Until 15.01.2021-03.01.2033 |
Cash |
1,532,132 |
0.26% % |
Listed Put Warrants |
19.03.2021-17.12.2021 |
Until 19.03.2021-17.12.2021 |
Cash |
330,056 |
0.06% % |
|
|
|
Total |
17,973,413 |
3.01 % |
8. Information in relation to the person subject to the notification obligation
|
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
-Société Générale S.A. |
% |
% |
% |
-Société Générale Effekten GmbH |
% |
% |
% |
-SG Issuer S.A. |
% |
% |
% |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights |
Proportion of instruments |
Total of both |
% |
% |
% |
10. Other explanatory remarks:
Date
05.01.2021 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de
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