Deutsche Lufthansa AG
20.05.2021 / 14:07
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
Name: |
Deutsche Lufthansa AG |
Street: |
Venloer Str. 151-153 |
Postal code: |
50672 |
City: |
Cologne Germany |
Legal Entity Identifier (LEI): |
529900PH63HYJ86ASW55 |
2. Reason for notification
|
Acquisition/disposal of shares with voting rights |
X |
Acquisition/disposal of instruments |
|
Change of breakdown of voting rights |
X |
Other reason: Voluntary group notification with triggered threshold on subsidiary level |
3. Details of person subject to the notification obligation
Legal entity: The Goldman Sachs Group, Inc. City of registered office, country: Wilmington, DE, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
|
% of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
Total of both in % (7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
New |
0.07 % |
6.04 % |
6.11 % |
597,742,822 |
Previous notification |
0.21 % |
6.34 % |
6.55 % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN |
Absolute |
In % |
|
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
DE0008232125 |
0 |
371,720 |
0 % |
0.06 % |
US2515613048 |
0 |
45,910 |
0 % |
0.01 % |
Total |
417,630 |
0.07 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
Right To Recall |
Open |
|
15,676,505 |
2.62 % |
Future |
18.06.2021 |
|
199,444 |
0.03 % |
Swap |
16.12.2022 |
|
158,851 |
0.03 % |
Convertible Bond |
17.11.2025 |
|
601,852 |
0.10 % |
Call Option |
15.12.2023 |
|
2,695,000 |
0.45 % |
Call Warrant |
18.07.2023 |
|
122,551 |
0.02 % |
|
|
Total |
19,454,203 |
3.25 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
Swap |
31.12.2030 |
|
Cash |
3,766,632 |
0.63 % |
CFD |
13.05.2031 |
|
Cash |
4,138,121 |
0.69 % |
Put Warrant |
31.12.2030 |
|
Cash |
835,755 |
0.14 % |
Put Option |
20.12.2024 |
|
Physical |
5,465,000 |
0.91 % |
Call Warrant |
31.12.2030 |
|
Cash |
2,448,772 |
0.41 % |
|
|
|
Total |
16,654,280 |
2.79 % |
8. Information in relation to the person subject to the notification obligation
|
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
The Goldman Sachs Group, Inc. |
% |
% |
% |
GSAM Holdings LLC |
% |
% |
% |
Goldman Sachs Asset Management, L.P. |
% |
% |
% |
– |
% |
% |
% |
The Goldman Sachs Group, Inc. |
% |
% |
% |
Goldman, Sachs & Co. Wertpapier GmbH |
% |
% |
% |
– |
% |
% |
% |
The Goldman Sachs Group, Inc. |
% |
% |
% |
Goldman Sachs (Cayman) Holding Company |
% |
% |
% |
Goldman Sachs Bank Europe SE |
% |
% |
% |
– |
% |
% |
% |
The Goldman Sachs Group, Inc. |
% |
% |
% |
Goldman Sachs (UK) L.L.C. |
% |
% |
% |
Goldman Sachs Group UK Limited |
% |
% |
% |
Goldman Sachs International Bank |
% |
% |
% |
– |
% |
% |
% |
The Goldman Sachs Group, Inc. |
% |
% |
% |
Goldman Sachs & Co. LLC |
% |
% |
% |
– |
% |
% |
% |
The Goldman Sachs Group, Inc. |
% |
% |
% |
IMD Holdings LLC |
% |
% |
% |
United Capital Financial Partners, Inc. |
% |
% |
% |
United Capital Financial Advisers, LLC |
% |
% |
% |
– |
% |
% |
% |
The Goldman Sachs Group, Inc. |
% |
% |
% |
Goldman Sachs (UK) L.L.C. |
% |
% |
% |
Goldman Sachs Group UK Limited |
% |
% |
% |
Goldman Sachs International |
% |
% |
% |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights |
Proportion of instruments |
Total of both |
% |
% |
% |
10. Other explanatory remarks:
Date
20.05.2021 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de
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