Deutsche Lufthansa AG
21.04.2021 / 16:09
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
Name: |
Deutsche Lufthansa AG |
Street: |
Venloer Str. 151-153 |
Postal code: |
50672 |
City: |
Cologne Germany |
Legal Entity Identifier (LEI): |
529900PH63HYJ86ASW55 |
2. Reason for notification
X |
Acquisition/disposal of shares with voting rights |
X |
Acquisition/disposal of instruments |
|
Change of breakdown of voting rights |
X |
Other reason: non-applying of trading book exemption according to sec. 36 para. 1 WpHG |
3. Details of person subject to the notification obligation
Legal entity: Société Générale S.A. City of registered office, country: Paris, France |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
|
% of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
Total of both in % (7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
New |
0.55 % |
4.46 % |
5.01 % |
597,742,822 |
Previous notification |
0.00 % |
0.00 % |
0.00 % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN |
Absolute |
In % |
|
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
DE0008232125 |
3,158,219 |
115,000 |
0.53 % |
0.02 % |
Total |
3,273,219 |
0.55 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
Right to recall lent securities |
N/A |
N/A |
317,761 |
0.05 % |
Convertible Bonds |
17.11.2025 |
17.11.2025 |
771,605 |
0.13 % |
Listed Call Options |
18.06.2021-17.12.2021 |
Until 18.06.2021-17.12.2021 |
624,900 |
0.10 % |
Certificates |
16.04.2021-17.02.2023 |
16.04.2021-17.02.2023 |
1,199,100 |
0.20 % |
|
|
Total |
2,913,366 |
0.49 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
Equity Linked Swap on Basket |
19.04.2021 |
19.04.2021 |
Cash |
2,234,401 |
0.37 % |
OTC Call Options on Basket |
03.01.2025 |
03.01.2025 |
Cash |
2,072 |
0.00 % |
OTC Call Options on Basket |
03.01.2033 |
Until 03.01.2033 |
Cash |
265,357 |
0.04 % |
Contracts For Difference |
N/A |
N/A |
Cash |
2,596,548 |
0.43 % |
Certificates |
26.05.2021 |
26.05.2021 |
Cash |
75,712 |
0.01 % |
Certificates |
31.12.2030-03.01.2033 |
Until 31.12.2030-03.01.2033 |
Cash |
54,015 |
0.01 % |
Equity Linked Swap |
16.04.2021 |
16.04.2021 |
Cash |
82,700 |
0.01 % |
OTC Call Options |
16.04.2021-03.01.2033 |
Until 16.04.2021-03.01.2033 |
Cash |
4,984,656 |
0.83 % |
OTC Call Options |
18.06.2021-17.12.2021 |
18.06.2021-17.12.2021 |
Cash |
564,117 |
0.09 % |
OTC Put Options |
16.04.2021-03.01.2033 |
Until 16.04.2021-03.01.2033 |
Cash |
1,381,165 |
0.23 % |
OTC Put Options |
16.04.2021-17.12.2021 |
16.04.2021-17.12.2021 |
Cash |
197,685 |
0.03 % |
Listed Put Options |
18.06.2021-15.12.2023 |
Until 18.06.2021-15.12.2023 |
Physical |
5,139,100 |
0.86 % |
Listed Call Warrants |
16.04.2021-03.01.2033 |
Until 16.04.2021-03.01.2033 |
Cash |
4,337,691 |
0.73 % |
Listed Call Warrants |
18.06.2021-03.01.2025 |
18.06.2021-03.01.2025 |
Cash |
262,837 |
0.04 % |
Listed Put Warrants |
16.04.2021-03.01.2033 |
Until 16.04.2021-03.01.2033 |
Cash |
1,381,165 |
0.23 % |
Listed Put Warrants |
16.04.2021-17.12.2021 |
16.04.2021-17.12.2021 |
Cash |
197,685 |
0.03 % |
|
|
|
Total |
23,756,906 |
3.97 % |
8. Information in relation to the person subject to the notification obligation
|
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
-Société Générale S.A. |
% |
% |
% |
– |
% |
% |
% |
-Société Générale S.A. |
% |
% |
% |
-Société Générale Effekten GmbH |
% |
% |
% |
– |
% |
% |
% |
-Société Générale S.A. |
% |
% |
% |
-Généfinance S.A. |
% |
% |
% |
-Sogéparticipations S.A. |
% |
% |
% |
-Société Générale Luxembourg |
% |
% |
% |
-SG Issuer S.A. |
% |
% |
% |
– |
% |
% |
% |
-Société Générale S.A. |
% |
% |
% |
-SG Americas Securities Holdings, LLC |
% |
% |
% |
-SG Americas Securities, LLC |
% |
% |
% |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights |
Proportion of instruments |
Total of both |
% |
% |
% |
10. Other explanatory remarks:
Date
21.04.2021 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de
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