Deutsche Lufthansa AG

  • WKN: 823212
  • ISIN: DE0008232125
  • Land: Deutschland

Nachricht vom 26.02.2021 | 14:28

Deutsche Lufthansa AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Deutsche Lufthansa AG
26.02.2021 / 14:28
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

Notification of Major Holdings

1. Details of issuer
Name: Deutsche Lufthansa AG
Street: Venloer Str. 151-153
Postal code: 50672
City: Cologne
Germany
Legal Entity Identifier (LEI): 529900PH63HYJ86ASW55

2. Reason for notification
  Acquisition/disposal of shares with voting rights
X Acquisition/disposal of instruments
  Change of breakdown of voting rights
X Other reason:
non-applying of trading book exemption according to sec. 36 para. 1 WpHG

3. Details of person subject to the notification obligation
Legal entity: Société Générale S.A.
City of registered office, country: Paris, France

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
 

5. Date on which threshold was crossed or reached:
22 Feb 2021

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 0.34 % 4.68 % 5.02 % 597,742,822
Previous notification 0.00 % 0.00 % 0.00 % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE0008232125 2,009,020 0 0.34 % 0.00 %
Total 2,009,020 0.34 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Right to recall lent securities N/A N/A 1,386,570 0.23 %
Convertible Bonds 17.11.2025 17.11.2025 1,967,593 0.33 %
Listed Call Options 18.06.2021-17.12.2021 Until 18.06.2021-17.12.2021 624,900 0.10 %
Certificates 01.03.2021-18.03.2022 01.03.2021-18.03.2022 1,303,529 0.22 %
    Total 5,282,592 0.88 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
OTC Call Options on Basket 03.01.2025 03.01.2025 Cash 2,456 0.00 %
OTC Call Options on Basket 03.01.2025 Until 03.01.2025 Cash 250,342 0.04 %
Contracts For Difference N/A N/A Cash 1,806,648 0.30 %
Certificates 19.03.2021-26.05.2021 19.03.2021-26.05.2021 Cash 479,236 0.08 %
Certificates 31.12.2030-03.01.2033 Until 31.12.2030-03.01.2033 Cash 103,686 0.02 %
OTC Call Options 17.03.2021-03.01.2033 Until 17.03.2021-03.01.2033 Cash 5,538,814 0.93 %
OTC Call Options 19.03.2021-17.12.2021 19.03.2021-17.12.2021 Cash 914,419 0.15 %
OTC Put Options 19.03.2021-03.01.2033 Until 19.03.2021-03.01.2033 Cash 1,653,795 0.28 %
OTC Put Options 19.03.2021-17.12.2021 19.03.2021-17.12.2021 Cash 391,174 0.07 %
Listed Put Options 19.03.2021-15.12.2023 Until 19.03.2021-15.12.2023 Physical 4,002,100 0.67 %
Listed Call Warrants 17.03.2021-03.01.2033 Until 17.03.2021-03.01.2033 Cash 4,888,184 0.82 %
Listed Call Warrants 19.03.2021-03.01.2025 19.03.2021-03.01.2025 Cash 636,638 0.11 %
Listed Put Warrants 19.03.2021-03.01.2033 Until 19.03.2021-03.01.2033 Cash 1,653,794 0.28 %
Listed Put Warrants 19.03.2021-17.12.2021 19.03.2021-17.12.2021 Cash 391,174 0.07 %
      Total 22,712,460 3.80 %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
-Société Générale S.A. % % %
- % % %
-Société Générale S.A. % % %
-Société Générale Effekten GmbH % % %
- % % %
-Société Générale S.A. % % %
-Généfinance S.A. % % %
-Sogéparticipations S.A. % % %
-Société Générale Luxembourg % % %
-SG Issuer S.A. % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:
 

Date
24 Feb 2021



26.02.2021 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de



show this

Event im Fokus

Termine 2021

10. Juni 2021:Fachkonferenz Immobilien

14./15. Juli 2021: Fachkonferenzen Beteiligungsgesellschaften & Consumer/Leisure

13./14. Oktober 2021: Fachkonferenzen Finanzdienstleistungen/Technologie

10./11. November 2021: Fachkonferenzen Software/IT & Branchenmix

„Je nach aktueller Covid-19 Situation und den bestehenden Vorschriften für Versammlungen entscheidet sich ca. 5 Wochen vor dem Termin, in welcher Form die Konferenzen stattfinden.“

GBC-Fokusbox

11 Perlen im „GBC Fonds Champions 2021“

Im Rahmen der aktuellen Studie „GBC Fonds Champions 2021“ haben wir elf versteckte Fondsperlen mit dem Kriterium einer Mindestbewertung von 4 von 5 GBC-Falken ausgewählt. Auch tragen wir dem gesteigerten Investoreninteresse nach nachhaltigen Investments Rechnung und haben drei nachhaltige Fonds ausgewählt. Übrigens, die Fonds aus unserer letzten Ausgabe haben im Schnitt eine Performance von plus 31,8 % erreicht.

News im Fokus

Bayerische Motoren Werke Aktiengesellschaft: Wesentliche vorläufige Ergebniskennzahlen der BMW AG für das erste Quartal 2021 über Markterwartungen

19. April 2021, 18:52

Aktueller Webcast

Nordex SE

Conference Call 11.05.2021 (Webcast)

11. Mai 2021

Aktuelle Research-Studie

CO.DON AG

Original-Research: CO.DON AG (von Sphene Capital GmbH): Buy

19. April 2021