Deutsche Lufthansa AG

  • WKN: 823212
  • ISIN: DE0008232125
  • Land: Deutschland

Nachricht vom 05.01.2021 | 14:13

Deutsche Lufthansa AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Deutsche Lufthansa AG
05.01.2021 / 14:13
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

Notification of Major Holdings

1. Details of issuer
Name: Deutsche Lufthansa AG
Street: Venloer Str. 151-153
Postal code: 50672
City: Cologne
Germany
Legal Entity Identifier (LEI): 529900PH63HYJ86ASW55

2. Reason for notification
X Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
  Change of breakdown of voting rights
X Other reason:
non-applying of trading book exemption according to sec. 36 para. 1 WpHG

3. Details of person subject to the notification obligation
Legal entity: Société Générale S.A.
City of registered office, country: Paris, France

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
 

5. Date on which threshold was crossed or reached:
29 Dec 2020

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 0.85 % 4.18 % 5.02 % 597,742,822
Previous notification 0 % 0 % 0 % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE0008232125 5,056,739 0 0.85 % 0.00 %
Total 5,056,739 0.85 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Right to recall lent securities N/A N/A 3,419,286 0.57 %
Listed Call Options 18.06.2021-17.12.2021 Until 18.06.2021-17.12.2021 670,000 0.11 %
Certificates 08.01.2021-18.03.2022 08.01.2021-18.03.2022 1,515,364 0.25 %
Convertible Bonds 17.11.2025 17.11.2025 1,388,889 0.23 %
    Total 6,993,539 1.17 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
OTC Call Options on Basket 03.01.2025 03.01.2025 Cash 2,450 0.00% %
OTC Call Options on Basket 03.01.2033 Until 03.01.2033 Cash 260,433 0.04% %
Contracts For Difference N/A N/A Cash 279,211 0.05% %
Certificates 19.03.2021-31.12.2030 19.03.2021-31.12.2030 Cash 508,518 0.09% %
Certificates 03.01.2033 Until 03.01.2033 Cash 91,169 0.02% %
OTC Call Options 15.01.2021-03.01.2033 Until 15.01.2021-03.01.2033 Cash 4,939,231 0.83% %
OTC Call Options 19.03.2021-17.12.2021 19.03.2021-17.12.2021 Cash 561,658 0.09% %
OTC Put Options 15.01.2021-03.01.2033 Until 15.01.2021-03.01.2033 Cash 1,532,132 0.26% %
OTC Put Options 19.03.2021-17.12.2021 19.03.2021-17.12.2021 Cash 330,056 0.06% %
Listed Put Options 19.03.2021-15.12.2023 Until 19.03.2021-15.12.2023 Physical 3,202,100 0.54% %
Listed Call Warrants 15.01.2021-03.01.2033 Until 15.01.2021-03.01.2033 Cash 3,882,075 0.65% %
Listed Call Warrants 19.03.2021-03.01.2025 19.03.2021-03.01.2025 Cash 522,192 0.09% %
Listed Put Warrants 15.01.2021-03.01.2033 Until 15.01.2021-03.01.2033 Cash 1,532,132 0.26% %
Listed Put Warrants 19.03.2021-17.12.2021 Until 19.03.2021-17.12.2021 Cash 330,056 0.06% %
      Total 17,973,413 3.01 %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
-Société Générale S.A. % % %
-Société Générale Effekten GmbH % % %
-SG Issuer S.A. % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:
 

Date
04 Jan 2021



05.01.2021 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de



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