Deutsche Lufthansa AG

  • WKN: 823212
  • ISIN: DE0008232125
  • Land: Deutschland

Nachricht vom 11.11.2020 | 11:17

Deutsche Lufthansa AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Deutsche Lufthansa AG
11.11.2020 / 11:17
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

Notification of Major Holdings

1. Details of issuer
Name: Deutsche Lufthansa AG
Street: Venloer Str. 151-153
Postal code: 50672
City: Cologne
Germany
Legal Entity Identifier (LEI): 529900PH63HYJ86ASW55

2. Reason for notification
  Acquisition/disposal of shares with voting rights
X Acquisition/disposal of instruments
  Change of breakdown of voting rights
X Other reason:
non-applying of trading book exemption according to sec. 36 para. 1 WpHG

3. Details of person subject to the notification obligation
Legal entity: Société Générale S.A.
City of registered office, country: Paris, France

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
 

5. Date on which threshold was crossed or reached:
04 Nov 2020

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 0.20 % 5.53 % 5.73 % 597,742,822
Previous notification 0.00 % 0.00 % 0.00 % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE0008232125 1,194,380 0 0.20 % 0.00 %
Total 1,194,380 0.20 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Right to recall lent securities N/A N/A 8,989,034 1.50 %
Listed Call Options 18.12.2020-17.12.2021 Until 18.12.2020-17.12.2021 1,815,800 0.30 %
Certificates 20.11.2020-30.12.2021 20.11.2020-30.12.2021 2,420,444 0.40 %
OTC Call Options 18.12.2020 18.12.2020 325,804 0.05 %
    Total 13,551,082 2.27 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
OTC Call Options on Basket 03.01.2025 03.01.2025 Cash 1,606 0.00 %
OTC Call Options on Basket 03.01.2033 Until 03.01.2033 Cash 109,531 0.02 %
Contracts For Difference N/A N/A Cash 257,369 0.04 %
Certificates 26.05.2021 26.05.2021 Cash 75,712 0.01 %
Certificates 31.12.2030- 03.01.2033 Until 31.12.2030- 03.01.2033 Cash 78,684 0.01 %
Future 18.12.2020 18.12.2020 Cash 400,000 0.07 %
OTC Call Options 20.11.2020- 03.01.2033 Until 20.11.2020- 03.01.2033 Cash 2,682,331 0.45 %
OTC Call Options 20.11.2020- 19.03.2021 20.11.2020- 19.03.2021 Cash 316,239 0.05 %
OTC Put Options 20.11.2020- 03.01.2033 Until 20.11.2020- 03.01.2033 Cash 3,490,823 0.58 %
OTC Put Options 20.11.2020- 19.03.2021 20.11.2020- 19.03.2021 Cash 519,620 0.09 %
Listed Put Options 18.12.2020- 16.12.2022 Until 18.12.2020- 16.12.2022 Physical 5,077,000 0.85 %
Listed Call Warrants 20.11.2020- 03.01.2033 Until 20.11.2020- 03.01.2033 Cash 2,199,704 0.37 %
Listed Call Warrants 20.11.2020- 03.01.2025 20.11.2020- 03.01.2025 Cash 304,216 0.05 %
Listed Put Warrants 20.11.2020- 03.01.2033 Until 20.11.2020- 03.01.2033 Cash 3,492,990 0.58 %
Listed Put Warrants 20.11.2020- 19.03.2021 20.11.2020- 19.03.2021 Cash 519,620 0.09 %
      Total 19,525,445 3.27 %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
-Société Générale S.A. % % %
-Société Générale Effekten GmbH % % %
- % % %
-Société Générale S.A. % % %
-Généfinance S.A. % % %
-Sogéparticipations S.A. % % %
-Société Générale Luxembourg % % %
-SG Issuer S.A. % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:
 

Date
09 Nov 2020



11.11.2020 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de



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