Deutsche Lufthansa AG
06.12.2019 / 16:27
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
Name: |
Deutsche Lufthansa AG |
Street: |
Venloer Str. 151-153 |
Postal code: |
50672 |
City: |
Cologne Germany |
Legal Entity Identifier (LEI): |
529900PH63HYJ86ASW55 |
2. Reason for notification
X |
Acquisition/disposal of shares with voting rights |
|
Acquisition/disposal of instruments |
|
Change of breakdown of voting rights |
|
Other reason:
|
3. Details of person subject to the notification obligation
Legal entity: Société Générale S.A. City of registered office, country: Paris, France |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
|
% of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
Total of both in % (7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
New |
1.33 % |
3.75 % |
5.08 % |
478,194,257 |
Previous notification |
0 % |
0 % |
0 % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN |
Absolute |
In % |
|
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
DE0008232125 |
4,037,587 |
2,333,592 |
0.84 % |
0.49 % |
Total |
6,371,179 |
1.33 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
Right to recall lent securities |
N/A |
N/A |
6,528,865 |
1.37 % |
Listed call option |
20/12/2019 |
Until 20/12/2019 |
150,000 |
0.03 % |
Listed call option |
18/12/2020 |
Until 18/12/2020 |
150,000 |
0.03 % |
Listed call option |
17/12/2021 |
Until 17/12/2021 |
250,000 |
0.05 % |
Certificates |
11/09/2020 |
11/09/2020 |
6,068 |
0.00 % |
Certificates |
12/06/2020 |
12/06/2020 |
1,012 |
0.00 % |
Certificates |
13/12/2019 |
13/12/2019 |
891 |
0.00 % |
Certificates |
17/07/2020 |
17/07/2020 |
4,615 |
0.00 % |
Certificates |
18/06/2021 |
18/06/2021 |
8,829 |
0.00 % |
Certificates |
18/09/2020 |
18/09/2020 |
1,784 |
0.00 % |
Certificates |
18/12/2020 |
18/12/2020 |
17,156 |
0.00 % |
Certificates |
19/06/2020 |
19/06/2020 |
45,498 |
0.01 % |
Certificates |
20/03/2020 |
20/03/2020 |
833 |
0.00 % |
Certificates |
20/12/2019 |
20/12/2019 |
19,722 |
0.00 % |
Certificates |
23/10/2020 |
23/10/2020 |
6,643 |
0.00 % |
OTC Call Option |
18/12/2020 |
18/12/2020 |
325,804 |
0.07 % |
|
|
Total |
7,517,720 |
1.57 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
OTC Call Option on Basket |
03/01/2025 |
03/01/2025 |
Cash |
33,725 |
0.01 % |
OTC Call Option on Basket |
03/01/2025 |
Until 03/01/2025 |
Cash |
2,964 |
0.00 % |
Dynamic Swap portfolio |
N/A |
N/A |
Cash |
460,099 |
0.10 % |
Equity Linked Swaps |
16/12/2019 |
16/12/2019 |
Cash |
627,852 |
0.13 % |
OTC Call Option |
18/12/2019 |
Until 18/12/2019 |
Cash |
122,119 |
0.03 % |
OTC Call Option |
20/12/2019 |
20/12/2019 |
Cash |
281 |
0.00 % |
OTC Call Option |
20/12/2019 |
Until 20/12/2019 |
Cash |
812,939 |
0.17 % |
OTC Call Option |
18/03/2020 |
Until 18/03/2020 |
Cash |
111,797 |
0.02 % |
OTC Call Option |
17/06/2020 |
Until 17/06/2020 |
Cash |
70,510 |
0.01 % |
OTC Call Option |
16/09/2020 |
Until 16/09/2020 |
Cash |
48,371 |
0.01 % |
OTC Call Option |
16/12/2020 |
Until 16/12/2020 |
Cash |
213,764 |
0.04 % |
OTC Call Option |
18/12/2020 |
Until 18/12/2020 |
Cash |
21,444 |
0.00 % |
OTC Call Option |
17/03/2021 |
Until 17/03/2021 |
Cash |
20,277 |
0.00 % |
OTC Call Option |
16/06/2021 |
Until 16/06/2021 |
Cash |
3,679 |
0.00 % |
OTC Call Option |
15/12/2021 |
Until 15/12/2021 |
Cash |
59,997 |
0.01 % |
OTC Call Option |
17/12/2021 |
Until 17/12/2021 |
Cash |
16,713 |
0.00 % |
OTC Call Option |
14/12/2022 |
Until 14/12/2022 |
Cash |
18,531 |
0.00 % |
OTC Call Option |
16/12/2022 |
Until 16/12/2022 |
Cash |
14,009 |
0.00 % |
OTC Call Option |
13/12/2023 |
Until 13/12/2023 |
Cash |
19,456 |
0.00 % |
OTC Call Option |
03/01/2025 |
Until 03/01/2025 |
Cash |
74,136 |
0.02 % |
OTC Put Option |
18/12/2019 |
Until 18/12/2019 |
Cash |
116,496 |
0.02 % |
OTC Put Option |
20/12/2019 |
20/12/2019 |
Cash |
8,300 |
0.00 % |
OTC Put Option |
15/01/2020 |
Until 15/01/2020 |
Cash |
2,252 |
0.00 % |
OTC Put Option |
21/02/2020 |
21/02/2020 |
Cash |
800 |
0.00 % |
OTC Put Option |
18/03/2020 |
Until 18/03/2020 |
Cash |
48,161 |
0.01 % |
OTC Put Option |
20/03/2020 |
20/03/2020 |
Cash |
1,100 |
0.00 % |
OTC Put Option |
17/06/2020 |
Until 17/06/2020 |
Cash |
51,734 |
0.01 % |
OTC Put Option |
19/06/2020 |
19/06/2020 |
Cash |
200 |
0.00 % |
OTC Put Option |
16/09/2020 |
Until 16/09/2020 |
Cash |
2,952 |
0.00 % |
OTC Put Option |
05/10/2020 |
05/10/2020 |
Cash |
158,464 |
0.03 % |
OTC Put Option |
16/12/2020 |
Until 16/12/2020 |
Cash |
9,340 |
0.00 % |
OTC Put Option |
17/03/2021 |
Until 17/03/2021 |
Cash |
394 |
0.00 % |
OTC Put Option |
03/01/2025 |
Until 03/01/2025 |
Cash |
60,075 |
0.01 % |
Listed Put Option |
20/12/2019 |
Until 20/12/2019 |
Physical |
805,000 |
0.17 % |
Listed Put Option |
20/03/2020 |
Until 20/03/2020 |
Physical |
525,000 |
0.11 % |
Listed Put Option |
19/06/2020 |
Until 19/06/2020 |
Physical |
1,543,400 |
0.32 % |
Listed Put Option |
18/12/2020 |
Until 18/12/2020 |
Physical |
1,425,000 |
0.30 % |
Listed Put Option |
18/06/2021 |
Until 18/06/2021 |
Physical |
300,000 |
0.06 % |
Listed Put Option |
17/12/2021 |
Until 17/12/2021 |
Physical |
750,000 |
0.16 % |
Listed Put Option |
16/12/2022 |
Until 16/12/2022 |
Physical |
75,000 |
0.02 % |
Listed Call Warrant |
18/12/2019 |
Until 18/12/2019 |
Cash |
44,296 |
0.01 % |
Listed Call Warrant |
20/12/2019 |
Until 20/12/2019 |
Cash |
812,813 |
0.17 % |
Listed Call Warrant |
20/12/2019 |
20/12/2019 |
Cash |
93 |
0.00 % |
Listed Call Warrant |
18/03/2020 |
Until 18/03/2020 |
Cash |
96,406 |
0.02 % |
Listed Call Warrant |
17/06/2020 |
Until 17/06/2020 |
Cash |
55,891 |
0.01 % |
Listed Call Warrant |
16/09/2020 |
Until 16/09/2020 |
Cash |
46,777 |
0.01 % |
Listed Call Warrant |
16/12/2020 |
Until 16/12/2020 |
Cash |
171,133 |
0.04 % |
Listed Call Warrant |
18/12/2020 |
Until 18/12/2020 |
Cash |
13,533 |
0.00 % |
Listed Call Warrant |
17/03/2021 |
Until 17/03/2021 |
Cash |
18,917 |
0.00 % |
Listed Call Warrant |
16/06/2021 |
Until 16/06/2021 |
Cash |
2,631 |
0.00 % |
Listed Call Warrant |
15/12/2021 |
Until 15/12/2021 |
Cash |
56,388 |
0.01 % |
Listed Call Warrant |
17/12/2021 |
Until 17/12/2021 |
Cash |
3,788 |
0.00 % |
Listed Call Warrant |
14/12/2022 |
Until 14/12/2022 |
Cash |
17,104 |
0.00 % |
Listed Call Warrant |
16/12/2022 |
Until 16/12/2022 |
Cash |
12,972 |
0.00 % |
Listed Call Warrant |
13/12/2023 |
Until 13/12/2023 |
Cash |
16,928 |
0.00 % |
Listed Call Warrant |
03/01/2025 |
Until 03/01/2025 |
Cash |
68,201 |
0.01 % |
Listed Call Warrant |
03/01/2025 |
03/01/2025 |
Cash |
33,134 |
0.01 % |
Listed Put Warrant |
18/12/2019 |
Until 18/12/2019 |
Cash |
116,496 |
0.02 % |
Listed Put Warrant |
20/12/2019 |
20/12/2019 |
Cash |
8,300 |
0.00 % |
Listed Put Warrant |
15/01/2020 |
Until 15/01/2020 |
Cash |
2,252 |
0.00 % |
Listed Put Warrant |
21/02/2020 |
21/02/2020 |
Cash |
800 |
0.00 % |
Listed Put Warrant |
18/03/2020 |
Until 18/03/2020 |
Cash |
48,161 |
0.01 % |
Listed Put Warrant |
20/03/2020 |
20/03/2020 |
Cash |
1,100 |
0.00 % |
Listed Put Warrant |
17/06/2020 |
Until 17/06/2020 |
Cash |
51,734 |
0.01 % |
Listed Put Warrant |
19/06/2020 |
19/06/2020 |
Cash |
200 |
0.00 % |
Listed Put Warrant |
16/09/2020 |
Until 16/09/2020 |
Cash |
2,952 |
0.00 % |
Listed Put Warrant |
16/12/2020 |
Until 16/12/2020 |
Cash |
9,340 |
0.00 % |
Listed Put Warrant |
17/03/2021 |
Until 17/03/2021 |
Cash |
394 |
0.00 % |
Listed Put Warrant |
03/01/2025 |
Until 03/01/2025 |
Cash |
60,075 |
0.01 % |
|
|
|
Total |
10,409,140 |
2.18 % |
8. Information in relation to the person subject to the notification obligation
|
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
Société Générale S.A. |
% |
% |
% |
Société Générale Effekten GmbH |
% |
% |
% |
|
|
|
|
Société Générale S.A. |
% |
% |
% |
Société Generale International Limited |
% |
% |
% |
|
|
|
|
Société Générale S.A. |
% |
% |
% |
Généfinance S.A. |
% |
% |
% |
Sogéparticipations S.A. |
% |
% |
% |
Société Générale Bank & Trust S.A. |
% |
% |
% |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights |
Proportion of instruments |
Total of both |
% |
% |
% |
10. Other explanatory remarks:
Date
06.12.2019 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de
|