Daimler AG

  • WKN: 710000
  • ISIN: DE0007100000
  • Land: Deutschland

Nachricht vom 21.10.2021 | 17:15

Daimler AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Daimler AG
21.10.2021 / 17:15
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

Notification of Major Holdings

1. Details of issuer
Name: Daimler AG
Street: Mercedesstrasse 120
Postal code: 70372
City: Stuttgart
Germany
Legal Entity Identifier (LEI): 529900R27DL06UVNT076

2. Reason for notification
  Acquisition/disposal of shares with voting rights
X Acquisition/disposal of instruments
  Change of breakdown of voting rights
  Other reason:

3. Details of person subject to the notification obligation
Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
 

5. Date on which threshold was crossed or reached:
14 Oct 2021

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 0.37 % 10.003231920896 % 10.37 % 1069837447
Previous notification 0.32 % 9.99 % 10.31 % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE0007100000 0 3946987 0.00 % 0.37 %
Total 3946987 0.37 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Equity Call Option From 15.10.2021 to 20.12.2024 at any time 29623200 2.77 %
Right of recall over securities lending agreements at any time at any time 3753129 0.35 %
Equity Call Option* From 17.12.2021 to 15.12.2023 at any time 3250000 0.30 %
    Total 36626329 3.42 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
Retail Structured Product From 02.02.2067 to 27.09.2071 at any time Cash 8884 0 %
Equity Call Option From 18.10.2021 to 17.06.2022 at any time Cash 90220 0.01 %
Retail Structured Product - Note 20.09.2022 at any time Cash 85 0 %
Equity Swap From 26.10.2021 to 03.06.2025 at any time Cash 3041904 0.28 %
Compound Option From 10.12.2021 to 03.06.2024 at any time Cash 1067552 0.10 %
Equity Put Option From 24.10.2022 to 02.05.2023 at any time Cash 1248698 0.12 %
Equity Call Option From 24.10.2022 to 02.05.2023 at any time Cash 3735358 0.35 %
Equity Put Option From 17.12.2021 to 19.12.2025 at any time Physical 9509600 0.89 %
Equity Call Option* 21.02.2024 at any time Physical 10939896 1.02 %
Equity Call Option* 21.02.2024 at any time Physical 16519920 1.54 %
Equity Call Option* 27.02.2025 at any time Physical 24177846 2.26 %
Note with Warrant Units 17.12.2021 at any time Cash 52029 0 %
Equity Put Option* 21.02.2024 at any time Physical 10939896 1.02 %
Equity Put Option* 21.02.2024 at any time Physical 16519920 1.54 %
Equity Put Option* 27.02.2025 at any time Physical 24177846 2.26 %
Equity Put Option* From 17.12.2021 to 15.12.2023 at any time Physical 3250000 0.30 %
      Total 70391992 6.58 %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Morgan Stanley % % %
Morgan Stanley Capital Management, LLC % % %
Morgan Stanley Domestic Holdings, Inc. % % %
Morgan Stanley Capital Services LLC % % %
- % % %
Morgan Stanley % % %
Morgan Stanley Capital Management, LLC % % %
Morgan Stanley Domestic Holdings, Inc. % % %
Morgan Stanley & Co. LLC % % %
- % % %
Morgan Stanley % % %
Morgan Stanley International Holdings Inc. % % %
Morgan Stanley International Limited % % %
Morgan Stanley Investments (UK) % % %
Morgan Stanley & Co. International plc % 7.24 % 7.41 %
- % % %
Morgan Stanley % % %
Morgan Stanley Capital Management, LLC % % %
Morgan Stanley Domestic Holdings, Inc. % % %
Morgan Stanley & Co. LLC % % %
Prime Dealer Services Corp. % % %
- % % %
Morgan Stanley % % %
Morgan Stanley Capital Management, LLC % % %
Morgan Stanley Domestic Holdings, Inc. % % %
Morgan Stanley Bank, N.A. % % %
- % % %
Morgan Stanley % % %
Morgan Stanley Finance LLC % % %
- % % %
Morgan Stanley % % %
Morgan Stanley International Holdings Inc. % % %
Morgan Stanley B.V. % % %
- % % %
Morgan Stanley % % %
Morgan Stanley Capital Management, LLC % % %
Morgan Stanley Domestic Holdings, Inc. % % %
Morgan Stanley Smith Barney LLC % % %
- % % %
Morgan Stanley % % %
Morgan Stanley Capital Management, LLC % % %
Morgan Stanley Domestic Holdings, Inc. % % %
E*TRADE Financial Holdings, LLC % % %
ETCM Holdings, LLC % % %
E*TRADE Securities LLC % % %
- % % %
Morgan Stanley % % %
Morgan Stanley International Holdings Inc. % % %
Morgan Stanley Asia Holdings Limited % % %
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:
Regarding sections 7.b.1 & 7.b.2, the put and call options marked with * amounting to a combined percentage of 10.26% were not aggregated as they relate to a collar transaction under which, on a consolidated basis, Morgan Stanley can acquire 5.13% of the voting rights in Daimler AG (or receive an equivalent amount in cash) only once. 

Date
20 Oct 2021



21.10.2021 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de



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