DGAP Voting Rights Announcement: Deutsche Lufthansa AG
2016-10-28 / 14:07
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
Deutsche Lufthansa AG
Von-Gablenz-Straße 2-6
50679 Köln
Germany
|
2. Reason for notification
X |
Acquisition/disposal of shares with voting rights |
X |
Acquisition/disposal of instruments |
|
Change of breakdown of voting rights |
|
Other reason:
|
3. Details of person subject to the notification obligation
Name: |
City and country of registered office: |
Bank of America Corporation
|
Wilmington, DE United States of America (USA)
|
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached
6. Total positions
|
% of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
total of both in % (7.a. + 7.b.) |
total number of voting rights of issuer |
Resulting situation |
0.56 % |
4.90 % |
5.46 % |
466148442 |
Previous notification |
0.04 % |
0.15 % |
0.19 % |
/ |
7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
ISIN |
absolute |
in % |
|
direct (Sec. 21 WpHG) |
indirect (Sec. 22 WpHG) |
direct (Sec. 21 WpHG) |
indirect (Sec. 22 WpHG) |
DE0008232125 |
0 |
2617379 |
0 % |
0.56 % |
Total |
2617379 |
0.56 % |
b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
Right to Recall Securities |
N/A |
N/A |
13,486,361 |
2.89 % |
Equity Options Short Put (physical) |
16.12.2016 |
N/A |
625,000 |
0.13 % |
Equity Options Short Put (physical) |
16.06.2017 |
N/A |
500,000 |
0.11 % |
Equity Options Short Put (physical) |
17.03.2017 |
N/A |
400,000 |
0.09 % |
Equity Options Long Call (physical) |
16.12.2016 |
N/A |
350,000 |
0.08 % |
Forward Long (physical) |
09.11.2016 |
N/A |
60,489 |
0.01 % |
Forward Long (physical) |
30.11.2016 |
N/A |
59,406 |
0.01 % |
|
|
Total |
15,481,256 |
3.32 % |
b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
OTC Swaps over Basket |
25.10.2018 |
N/A |
Cash |
451,743 |
0.10 % |
OTC Swaps over Basket |
15.03.2018 |
N/A |
Cash |
9,234 |
0.00 % |
OTC Swaps over Basket |
15.03.2018 |
N/A |
Cash |
3,061 |
0.00 % |
OTC Swaps over Basket |
15.09.2017 |
N/A |
Cash |
31,538 |
0.01 % |
OTC Swaps over Basket |
17.04.2017 |
N/A |
Cash |
2,873 |
0.00 % |
OTC Swaps over Basket |
15.06.2017 |
N/A |
Cash |
1,562 |
0.00 % |
OTC Swaps over Basket |
18.07.2017 |
N/A |
Cash |
22,094 |
0.01 % |
OTC Swaps over Basket |
18.07.2017 |
N/A |
Cash |
44,187 |
0.01 % |
OTC Swaps over Basket |
18.07.2017 |
N/A |
Cash |
22,094 |
0.01 % |
OTC Swaps over Basket |
18.07.2017 |
N/A |
Cash |
59,313 |
0.01 % |
OTC Swaps over Basket |
18.07.2017 |
N/A |
Cash |
29,656 |
0.01 % |
OTC Swaps over Basket |
18.07.2017 |
N/A |
Cash |
29,656 |
0.01 % |
OTC Swaps over Basket |
18.07.2017 |
N/A |
Cash |
24,228 |
0.01 % |
OTC Swaps over Basket |
18.05.2017 |
N/A |
Cash |
5,929 |
0.00 % |
OTC Swaps over Basket |
18.05.2017 |
N/A |
Cash |
158,384 |
0.03 % |
OTC Swaps over Basket |
18.05.2017 |
N/A |
Cash |
161,616 |
0.04 % |
OTC Swaps over Basket |
18.07.2017 |
N/A |
Cash |
23,566 |
0.01 % |
OTC Swaps over Basket |
18.07.2017 |
N/A |
Cash |
23,567 |
0.01 % |
OTC Swaps over Basket |
18.07.2017 |
N/A |
Cash |
23,568 |
0.01 % |
OTC Swaps over Basket |
18.07.2017 |
N/A |
Cash |
23,567 |
0.01 % |
OTC Swaps over Basket |
18.07.2017 |
N/A |
Cash |
30,806 |
0.01 % |
OTC Swaps over Basket |
30.06.2017 |
N/A |
Cash |
30,806 |
0.01 % |
OTC Swaps over Basket |
18.07.2017 |
N/A |
Cash |
30,807 |
0.01 % |
OTC Swaps over Basket |
30.06.2017 |
N/A |
Cash |
30,807 |
0.01 % |
OTC Swaps over Basket |
18.07.2017 |
N/A |
Cash |
63,031 |
0.01 % |
OTC Swaps over Basket |
18.07.2017 |
N/A |
Cash |
48,219 |
0.01 % |
OTC Swaps over Basket |
18.07.2017 |
N/A |
Cash |
63,031 |
0.01 % |
OTC Swaps over Basket |
18.07.2017 |
N/A |
Cash |
48,219 |
0.01 % |
OTC Swaps over Basket |
18.07.2017 |
N/A |
Cash |
63,598 |
0,01 % |
OTC Swaps over Basket |
18.07.2017 |
N/A |
Cash |
48,219 |
0.01 % |
OTC Swaps over Basket |
18.07.2017 |
N/A |
Cash |
28,329 |
0.01 % |
OTC Swaps over Basket |
18.07.2017 |
N/A |
Cash |
48,652 |
0.01 % |
OTC Swaps over Basket |
18.07.2017 |
N/A |
Cash |
63,031 |
0.01 % |
OTC Swaps over Basket |
18.07.2017 |
N/A |
Cash |
21,671 |
0.01 % |
OTC Swaps over Basket |
18.08.2017 |
N/A |
Cash |
50,986 |
0.01 % |
OTC Swaps over Basket |
18.08.2017 |
N/A |
Cash |
57,306 |
0.01 % |
OTC Swaps over Basket |
18.08.2017 |
N/A |
Cash |
213,467 |
0.05 % |
OTC Swaps over Basket |
18.08.2017 |
N/A |
Cash |
286,533 |
0.06 % |
OTC Swaps over Basket |
18.08.2017 |
N/A |
Cash |
57,307 |
0.01 % |
OTC Swaps over Basket |
18.08.2017 |
N/A |
Cash |
42,694 |
0.01 % |
OTC Swaps over Basket |
18.08.2017 |
N/A |
Cash |
42,693 |
0.01 % |
OTC Swaps over Basket |
18.08.2017 |
N/A |
Cash |
50,378 |
0.01 % |
OTC Swaps over Basket |
18.08.2017 |
N/A |
Cash |
67,622 |
0.02 % |
OTC Swaps over Basket |
19.06.2017 |
N/A |
Cash |
6,738 |
0.00 % |
OTC Swaps over Basket |
18.10.2017 |
N/A |
Cash |
10,477 |
0.00 % |
OTC Swaps over Basket |
19.06.2017 |
N/A |
Cash |
173 |
0.00 % |
OTC Swaps over Basket |
19.06.2017 |
N/A |
Cash |
1,084 |
0.00 % |
OTC Swaps over Basket |
19.06.2017 |
N/A |
Cash |
4,724 |
0.00 % |
OTC Swaps over Basket |
19.06.2017 |
N/A |
Cash |
6,095 |
0.00 % |
OTC Swaps over Basket |
19.06.2017 |
N/A |
Cash |
282 |
0.00 % |
OTC Swaps over Basket |
19.06.2017 |
N/A |
Cash |
7,112 |
0.00 % |
OTC Swaps over Basket |
19.06.2017 |
N/A |
Cash |
4,631 |
0.00 % |
OTC Swaps over Basket |
19.06.2017 |
N/A |
Cash |
4,726 |
0.00 % |
OTC Swaps over Basket |
19.06.2017 |
N/A |
Cash |
3,939 |
0.00 % |
OTC Swaps over Basket |
19.06.2017 |
N/A |
Cash |
1,555 |
0.00 % |
OTC Swaps over Basket |
19.06.2017 |
N/A |
Cash |
732 |
0.00 % |
OTC Swaps over Basket |
29.08.2017 |
N/A |
Cash |
31,857 |
0.01 % |
OTC Swaps over Basket |
15.03.2018 |
N/A |
Cash |
9,234 |
0.00 % |
OTC Swaps over Basket |
18.09.2017 |
N/A |
Cash |
15,195 |
0.00 % |
OTC Swaps over Basket |
15.03.2018 |
N/A |
Cash |
3,061 |
0.00 % |
OTC Swaps over Basket |
15.09.2017 |
N/A |
Cash |
299 |
0.00 % |
OTC Swaps over Basket |
15.09.2017 |
N/A |
Cash |
21,031 |
0.01 % |
OTC Swaps over Basket |
18.05.2017 |
N/A |
Cash |
17,892 |
0.00 % |
OTC Swaps over Basket |
30.10.2017 |
N/A |
Cash |
35,616 |
0.01 % |
OTC Swaps over Basket |
30.10.2017 |
N/A |
Cash |
16,106 |
0.00 % |
OTC Swaps over Basket |
18.04.2017 |
N/A |
Cash |
134,713 |
0.03 % |
OTC Swaps over Basket |
18.04.2017 |
N/A |
Cash |
243,234 |
0.05 % |
OTC Swaps over Basket |
20.02.2017 |
N/A |
Cash |
9,970 |
0.00 % |
OTC Swaps over Basket |
28.02.2017 |
N/A |
Cash |
551,306 |
0.12 % |
OTC Swaps over Basket |
18.01.2017 |
N/A |
Cash |
25,980 |
0.01 % |
OTC Swaps over Basket |
30.01.2017 |
N/A |
Cash |
37,700 |
0.01 % |
OTC Swaps over Basket |
29.11.2016 |
N/A |
Cash |
480 |
0.00 % |
OTC Swaps over Basket |
16.01.2017 |
N/A |
Cash |
443,904 |
0.10 % |
OTC Swaps over Basket |
17.04.2017 |
N/A |
Cash |
2,873 |
0.00 % |
OTC Swaps over Basket |
03.04.2017 |
N/A |
Cash |
649,767 |
0.14 % |
OTC Swaps over Basket |
15.06.2017 |
N/A |
Cash |
1,562 |
0.00 % |
OTC Swaps over Basket |
31.10.2016 |
N/A |
Cash |
796,689 |
0.17 % |
OTC Swaps over Basket |
30.11.2016 |
N/A |
Cash |
2,608 |
0.00 % |
OTC Swaps over Basket |
16.12.2016 |
N/A |
Cash |
201,324 |
0.04 % |
OTC Swaps over Basket |
30.12.2016 |
N/A |
Cash |
503 |
0.00 % |
OTC Swaps over Basket |
30.12.2016 |
N/A |
Cash |
453 |
0.00 % |
OTC Swaps over Basket |
30.12.2016 |
N/A |
Cash |
2,480 |
0.00 % |
Single Stock Futures |
16.12.2016 |
N/A |
Cash |
1,400,000 |
0.30 % |
|
|
|
Total |
7.347.753 |
1.58 % |
8. Information in relation to the person subject to the notification obligation
|
Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). |
X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name |
% of voting rights (if at least held 3% or more) |
% of voting rights through instruments (if at least held 5% or more) |
Total of both (if at least held 5% or more) |
Bank of America Corporation |
N/A % |
N/A % |
N/A % |
NB Holdings Corporation |
N/A % |
N/A % |
N/A % |
Merrill Lynch International Incorporated |
N/A % |
N/A % |
N/A % |
Merrill Lynch Group Holdings I, L.L.C. |
N/A % |
N/A % |
N/A % |
BofAML Jersey Holdings Limited |
N/A % |
N/A % |
N/A % |
BofAML EMEA Holdings 1 Limited |
N/A % |
N/A % |
N/A % |
BofAML EMEA Holdings 2 Limited |
N/A % |
N/A % |
N/A % |
ML UK Capital Holdings Limited |
N/A % |
N/A % |
N/A % |
Merrill Lynch International |
N/A % |
N/A % |
5.27 % |
|
|
|
|
Bank of America Corporation |
N/A % |
N/A % |
N/A % |
NB Holdings Corporation |
N/A % |
N/A % |
N/A % |
BAC North America Holding Company |
N/A % |
N/A % |
N/A % |
BANA Holding Corporation |
N/A % |
N/A % |
N/A % |
Bank of America, National Association |
N/A % |
N/A % |
N/A % |
|
|
|
|
Bank of America Corporation |
N/A % |
N/A % |
N/A % |
NB Holdings Corporation |
N/A % |
N/A % |
N/A % |
BAC North America Holding Company |
N/A % |
N/A % |
N/A % |
BANA Holding Corporation |
N/A % |
N/A % |
N/A % |
Bank of America, National Association |
N/A % |
N/A % |
N/A % |
Managed Account Advisors LLC |
N/A % |
N/A % |
N/A % |
|
|
|
|
Bank of America Corporation |
N/A % |
N/A % |
N/A % |
NB Holdings Corporation |
N/A % |
N/A % |
N/A % |
BAC North America Holding Company |
N/A % |
N/A % |
N/A % |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
N/A % |
N/A % |
N/A % |
Merrill Lynch Professional Clearing Corp. |
N/A % |
N/A % |
N/A % |
|
|
|
|
Bank of America Corporation |
N/A % |
N/A % |
N/A % |
NB Holdings Corporation |
N/A % |
N/A % |
N/A % |
BAC North America Holding Company |
N/A % |
N/A % |
N/A % |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
N/A % |
N/A % |
N/A % |
9. In case of proxy voting according to Sec. 22 para. 3 WpHG
Date of general meeting: |
|
Holding position after general meeting: |
% (equals voting rights) |
10. Other explanatory remarks:
2016-10-28 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de
|