Notification of Major Holdings
1. Details of issuer
Deutsche Bank AG
Taunusanlage 12
60325 Frankfurt a. M.
Germany
|
2. Reason for notification
|
Acquisition/disposal of shares with voting rights |
X |
Acquisition/disposal of instruments |
|
Change of breakdown of voting rights |
X |
Other reason: Exercise of financial instruments |
3. Details of person subject to the notification obligation
Name: |
City and country of registered office: |
Hainan Jiaoguan Holding Co., Ltd. |
City of Haikou China |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
|
% of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
total of both in % (7.a. + 7.b.) |
total number of voting rights of issuer |
Resulting situation |
3.44 % |
4.88 % |
8.32 % |
2066773131 |
Previous notification |
3.68 % |
5.08 % |
8.75 % |
/ |
7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 33, 34 WpHG)
ISIN |
absolute |
in % |
|
direct (Sec. 33 WpHG) |
indirect (Sec. 34 WpHG) |
direct (Sec. 33 WpHG) |
indirect (Sec. 34 WpHG) |
DE0005140008 |
0 |
71114306 |
0 % |
3.44 % |
Total |
71114306 |
3.44 % |
b.1. Instruments according to Sec. 38 para. 1 No. 1 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
Right to recall of lent shares |
|
at any time |
100909751 |
4.88 % |
|
|
Total |
100909751 |
4.88 % |
b.2. Instruments according to Sec. 38 para. 1 No. 2 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
|
|
|
|
|
% |
|
|
|
Total |
|
% |
8. Information in relation to the person subject to the notification obligation
|
Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). |
X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name |
% of voting rights (if at least held 3% or more) |
% of voting rights through instruments (if at least held 5% or more) |
Total of both (if at least held 5% or more) |
Hainan Jiaoguan Holding Co., Ltd. |
% |
% |
% |
HNA Group Co., Ltd. |
% |
% |
% |
HNA Capital Group Company Limited |
% |
% |
% |
HNA Capital (Hong Kong) Holdings Co. Ltd. |
% |
% |
% |
BL Capital Holdings Limited |
% |
% |
% |
|
|
|
|
Hainan Jiaoguan Holding Co., Ltd. |
% |
% |
% |
HNA Group Co., Ltd. |
% |
% |
% |
HNA Capital Group Company Limited |
% |
% |
% |
HNA Capital (Hong Kong) Holdings Co. Ltd. |
% |
% |
% |
Aleron Investments Limited |
% |
% |
% |
HNA Capital (U.S.) Holding LLC |
% |
% |
% |
|
|
|
|
Hainan Jiaoguan Holding Co., Ltd. |
% |
% |
% |
HNA Group Co., Ltd. |
% |
% |
% |
HNA Group (International) Company Limited |
% |
% |
% |
GAR Holding Ltd. |
% |
% |
% |
HNA Innovation Finance Holdings Limited |
% |
% |
% |
HNA Innovation Finance Group Holdings Limited |
% |
% |
% |
HNA Innovation Finance Group Co., Limited |
% |
% |
% |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
Date of general meeting: |
|
Holding position after general meeting: |
% (equals voting rights) |
10. Other explanatory remarks: