Deutsche Bank AG
30.06.2017 / 13:53
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
Deutsche Bank AG
Taunusanlage 12
60325 Frankfurt a. M.
Germany
|
2. Reason for notification
X |
Acquisition/disposal of shares with voting rights |
|
Acquisition/disposal of instruments |
|
Change of breakdown of voting rights |
|
Other reason:
|
3. Details of person subject to the notification obligation
Name: |
City and country of registered office: |
UBS Group AG |
Zurich Switzerland |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
|
% of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
total of both in % (7.a. + 7.b.) |
total number of voting rights of issuer |
Resulting situation |
9.59 % |
1.87 % |
11.46 % |
2066773131 |
Previous notification |
10.42 % |
1.08 % |
11.50 % |
/ |
7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
ISIN |
absolute |
in % |
|
direct (Sec. 21 WpHG) |
indirect (Sec. 22 WpHG) |
direct (Sec. 21 WpHG) |
indirect (Sec. 22 WpHG) |
DE0005140008 |
0 |
198286224 |
0 % |
9.59 % |
Total |
198286224 |
9.59 % |
b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
Right to recall of lent shares |
|
at any time |
8087526 |
0.39 % |
Substitution rights – collateral delivered |
|
at any time |
2435629 |
0.12 % |
Physically Settled Long Call Options |
From 21.07.2017 to 20.12.2019 |
|
1694165 |
0.08 % |
Physically Settled Long Call Options |
From 11.02.2019 to 19.07.2019 |
|
20000000 |
0.97 % |
|
|
Total |
32217320 |
1.56 % |
b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
Short Put Options |
From 29.06.2017 to 21.12.2018 |
|
Physical |
5556214 |
0.27 % |
Equity Swaps |
From 03.11.2017 to 04.05.2020 |
|
Cash |
886357 |
0.04 % |
Short Put Warrants |
15.12.2017 |
|
Cash |
341 |
0.00 % |
|
|
|
Total |
6442912 |
0.31 % |
8. Information in relation to the person subject to the notification obligation
|
Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). |
X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name |
% of voting rights (if at least held 3% or more) |
% of voting rights through instruments (if at least held 5% or more) |
Total of both (if at least held 5% or more) |
UBS Group AG |
% % |
% % |
% % |
UBS AG |
9,02% % |
1,44% % |
10,47% % |
|
|
|
|
UBS Group AG |
% % |
% % |
% % |
UBS AG |
9,02% % |
1,44% % |
10,47% % |
UBS Asset Management Holding (No. 2) Ltd |
% % |
% % |
% % |
UBS Asset Management Holding Ltd |
% % |
% % |
% % |
UBS Asset Management (UK) Ltd |
% % |
% % |
% % |
|
|
|
|
UBS Group AG |
% % |
% % |
% % |
UBS AG |
9,02% % |
1,44% % |
10,47% % |
UBS Asset Management Holding (No. 2) Ltd |
% % |
% % |
% % |
UBS Asset Management Holding Ltd |
% % |
% % |
% % |
UBS Asset Management Life Ltd |
% % |
% % |
% % |
|
|
|
|
UBS Group AG |
% % |
% % |
% % |
UBS AG |
9,02% % |
1,44% % |
10,47% % |
UBS Americas Holding LLC |
% % |
% % |
% % |
UBS Americas Inc. |
% % |
% % |
% % |
UBS Asset Management (Americas) Inc. |
% % |
% % |
% % |
UBS Asset Management Trust Company |
% % |
% % |
% % |
|
|
|
|
UBS Group AG |
% % |
% % |
% % |
UBS AG |
9,02% % |
1,44% % |
10,47% % |
UBS Americas Holding LLC |
% % |
% % |
% % |
UBS Securities LLC |
% % |
% % |
% % |
|
|
|
|
UBS Group AG |
% % |
% % |
% % |
UBS AG |
9,02% % |
1,44% % |
10,47% % |
UBS Fund Management (Luxembourg) S.A. |
% % |
% % |
% % |
|
|
|
|
UBS Group AG |
% % |
% % |
% % |
UBS AG |
9,02% % |
1,44% % |
10,47% % |
UBS Fund Management (Switzerland) AG |
% % |
% % |
% % |
|
|
|
|
UBS Group AG |
% % |
% % |
% % |
UBS AG |
9,02% % |
1,44% % |
10,47% % |
UBS Switzerland AG |
% % |
% % |
% % |
|
|
|
|
UBS Group AG |
% % |
% % |
% % |
UBS AG |
9,02% % |
1,44% % |
10,47% % |
UBS Asset Management (Singapore) Ltd |
% % |
% % |
% % |
|
|
|
|
UBS Group AG |
% % |
% % |
% % |
UBS AG |
9,02% % |
1,44% % |
10,47% % |
UBS Third Party Management Company S.A. |
% % |
% % |
% % |
|
|
|
|
UBS Group AG |
% % |
% % |
% % |
UBS AG |
9,02% % |
1,44% % |
10,47% % |
UBS Asset Management (Australia) Ltd |
% % |
% % |
% % |
|
|
|
|
UBS Group AG |
% % |
% % |
% % |
UBS AG |
9,02% % |
1,44% % |
10,47% % |
UBS Asset Management (Hong Kong) Ltd |
% % |
% % |
% % |
|
|
|
|
UBS Group AG |
% % |
% % |
% % |
UBS AG |
9,02% % |
1,44% % |
10,47% % |
UBS Bank SA |
% % |
% % |
% % |
UBS Gestión Sociedad Gestora de Instituciones de Inversión Colectiva SA |
% % |
% % |
% % |
|
|
|
|
UBS Group AG |
% % |
% % |
% % |
UBS AG |
9,02% % |
1,44% % |
10,47% % |
UBS Asset Management France SA |
% % |
% % |
% % |
|
|
|
|
9. In case of proxy voting according to Sec. 22 para. 3 WpHG
Date of general meeting: |
|
Holding position after general meeting: |
% (equals voting rights) |
10. Other explanatory remarks:
Over the majority of the shares disclosed under WpHG 21 UBS has the legal title ownerhip only. UBS holds these shares as a prime broker for clients. |
30.06.2017 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de
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